On 2017-03-31, the SEC published the SEC 13(F) securities list for Q1 2017.
The original PDF contains 17560 entries. 338 securities were added and 415 were marked as deleted. Of the full list, 618 were duplicates for a final tally of 16942 entries.
Last quarter’s 13F – 2016Q4 had 17047 deduplicated entries, a change of 105.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 46434G 90 4 | ISHARES INC | CALL | ||
| 747301 10 9 | * | QUAD / GRAPHICS INC | COM CL A | |
| 868358 95 2 | SUPERIOR UNIFORM GP INC | PUT | ||
| 88162G 95 3 | TETRA TECH INC NEW | PUT | ||
| 665859 95 4 | NORTHERN TR CORP | PUT | ||
| 00162Q 67 6 | ALPS ETF TR | ALERIAN ENERGY | ||
| 00081T 10 8 | * | ACCO BRANDS CORP | COM | |
| 6706EB 10 6 | NUVEEN CALIF MUNICPAL VALU F | COM | ||
| 40624Q 90 3 | HALLMARK FINL SVCS INC EC | CALL | ||
| 31787A 95 7 | FINISAR CORP | PUT | ||
| 80283M 10 1 | * | SANTANDER CONSUMER USA HDG I | COM | |
| 74347X 47 6 | PROSHARES TR | SH S&P REGLBKG | ||
| 03937C 10 5 | * | ARCBEST CORP | COM | |
| 37244C 95 1 | GENOMIC HEALTH INC | PUT | ||
| 59564R 90 4 | MIDATECH PHARMA PLC | CALL | ||
| 92833U 90 2 | VISIONCHINA MEDIA INC | CALL | DELETED | |
| 69318J 10 0 | * | PC CONNECTION INC | COM | |
| 87901J 95 5 | TEGNA INC | PUT | ||
| 078314 95 1 | BELLATRIX EXPLORATION LTD | PUT | ||
| G29183 10 3 | * | EATON CORP PLC | SHS | |
| 40416E 95 3 | HCI GROUP INC | PUT | ||
| 73935B 95 5 | POWERSHARES ACTIVE MNG ETF T | PUT | ||
| 206710 95 2 | CONCURRENT COMPUTER CORP NEW | PUT | ||
| 168615 90 2 | CHICOS FAS INC | CALL | ||
| 94987E 10 9 | WELLS FARGO UTILITIES AND HI | WF UTILITIES INC | ||
| 845467 10 9 | * | SOUTHWESTERN ENERGY CO | COM | |
| 095229 95 0 | BLUCORA INC | PUT | ||
| 50187A 95 7 | LHC GROUP INC | PUT | ||
| 04208T 90 8 | ARMADA HOFFLER PPTYS INC | CALL | ||
| 714157 95 3 | PERMA-FIX ENVIRONMENTAL SVCS | PUT | ||
| 984332 95 6 | YAHOO INC | PUT | ||
| 46435G 70 6 | ISHARES TR | MSCI CDA ETF | ||
| 00191G 95 3 | ARC DOCUMENT SOLUTIONS INC | PUT | ||
| 78355W 95 1 | RYDEX ETF TRUST | PUT | ||
| 640491 90 6 | NEOGEN CORP | CALL | ||
| 464287 15 0 | * | ISHARES TR | CORE S&P TTL STK | |
| 426281 90 1 | HENRY JACK & ASSOC INC | CALL | ||
| G8477B 11 3 | DELTA TECHNOLOGY HLDGS LTD | *W EXP 12/18/201 | ||
| 46284V 95 1 | IRON MTN INC NEW | PUT | ||
| 97651M 95 9 | WIPRO LTD | PUT | ||
| 780082 AD 5 | ROYAL BANK OF CANADA | NOTE 4.650% 1/2 | ||
| 89148H 10 8 | TORTOISE PIPELINE & ENERGY F | COM | ||
| 436106 10 8 | * | HOLLYFRONTIER CORP | COM | |
| 464286 80 6 | * | ISHARES | MSCI GERMANY ETF | |
| 09069N 10 8 | * | BIOSCRIP INC | COM | |
| 983793 90 0 | XPO LOGISTICS INC | CALL | ||
| 98416J 95 8 | XERIUM TECHNOLOGIES INC | PUT | ||
| 40049J 95 6 | GRUPO TELEVISA SA | PUT | ||
| 192005 90 6 | CODEXIS INC | CALL | ||
| 898697 90 6 | TUCOWS INC | CALL |