On 2016-12-31, the SEC published the SEC 13(F) securities list for Q4 2016.
The original PDF contains 17681 entries. 416 securities were added and 495 were marked as deleted. Of the full list, 634 were duplicates for a final tally of 17047 entries.
Last quarter’s 13F – 2016Q3 had 17144 deduplicated entries, a change of 97.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 33733A 95 2 | FIRST TR EXCHANGE TRADED FD | PUT | ||
| 45168K 30 6 | * | IDERA PHARMACEUTICALS INC | COM NEW | |
| 53619R 90 2 | LION BIOTECHNOLOGIES INC | CALL | ||
| 494274 10 3 | * | KIMBALL INTL INC | CL B | |
| 592688 95 5 | METTLER TOLEDO INTERNATIONAL | PUT | ||
| V0393H 10 3 | AZURE PWR GLOBAL LTD | SHS | ADDED | |
| 17243V 10 2 | * | CINEMARK HOLDINGS INC | COM | |
| 78463X 95 8 | SPDR INDEX SHS FDS | PUT | ||
| 585141 10 4 | * | MEETME INC | COM | |
| 896945 90 1 | TRIPADVISOR INC | CALL | ||
| 45774N 90 8 | INNOPHOS HOLDINGS INC | CALL | ||
| 63873X 10 9 | NATIXIS ETF TR | SEEYOND INTL ETF | ADDED | |
| M96883 10 9 | * | VASCULAR BIOGENICS LTD | COM | |
| 872438 95 6 | THL CR INC | PUT | ||
| 06739H 20 6 | * | BARCLAYS BANK PLC | ETN DJUBS AGRI37 | |
| 25459W 73 0 | * | DIREXION SHS ETF TR | DLY MIDCAP ETF3X | |
| P31076 90 5 | COPA HOLDINGS SA | CALL | ||
| 53071M 95 0 | LIBERTY INTERACTIVE CORP | PUT | DELETED | |
| 98462Y 95 0 | YAMANA GOLD INC | PUT | ||
| 68827R 10 8 | * | OSIRIS THERAPEUTICS INC NEW | COM | |
| 95790D 10 5 | * | WESTERN ASSET MTG CAP CORP | COM | |
| 86280R 95 9 | STRATEGY SHS | PUT | ||
| 75605A 40 5 | REALITY SHS ETF TR | DIVCN LDRS ETF | ||
| 028591 90 5 | AMERICAN NATL INS CO | CALL | ||
| 115236 10 1 | * | BROWN & BROWN INC | COM | |
| 74733V 95 0 | QEP RES INC | PUT | ||
| 36077T 20 7 | FUNCTIONX INC NEW | COM | ||
| 46121Y 10 2 | * | INTREPID POTASH INC | COM | |
| 64118U 90 8 | NQ MOBILE INC | CALL | ||
| 45321L 10 0 | * | IMPERVA INC | COM | |
| 018606 95 1 | ALLIANCE HEALTHCARE SRVCS IN | PUT | ||
| 74348A 95 7 | PROSHARES TR | PUT | ||
| 34385P 90 8 | FLUIDIGM CORP DEL | CALL | ||
| 04685W 90 3 | ATHENAHEALTH INC | CALL | ||
| 05366U 95 0 | AVEXIS INC | PUT | ||
| 18383Q 90 1 | CLAYMORE EXCHANGE TRD FD TR | CALL | ||
| 464286 95 8 | ISHARES | PUT | ||
| 464288 79 4 | * | ISHARES TR | US BR DEL SE ETF | |
| 73179P 10 6 | * | POLYONE CORP | COM | |
| 676118 90 1 | ODYSSEY MARINE EXPLORATION I | CALL | ||
| 20854P 90 9 | CONSOL ENERGY INC | CALL | ||
| 14141X 10 8 | CARDCONNECT CORP | COM | ||
| G7496G 10 3 | * | RENAISSANCERE HOLDINGS LTD | COM | |
| 806870 20 0 | SCHMITT INDS INC ORE | COM NEW | ||
| 21075N 20 4 | * | CONTANGO OIL & GAS COMPANY | COM NEW | |
| 043113 95 8 | ARTESIAN RESOURCES CORP | PUT | ||
| G65772 10 8 | * | NORDIC AMERN OFFSHORE LTD | SHS | |
| 76117W 90 9 | RESOLUTE FST PRODS INC | CALL | ||
| 33738R 40 7 | FIRST TR EXCHANGE TRADED FD | LOW BETA INCOME | ||
| 153527 95 5 | CENTRAL GARDEN & PET CO | PUT |