On 2016-09-30, the SEC published the SEC 13(F) securities list for Q3 2016.
The original PDF contains 17776 entries. 382 securities were added and 586 were marked as deleted. Of the full list, 632 were duplicates for a final tally of 17144 entries.
Last quarter’s 13F – 2016Q2 had 17316 deduplicated entries, a change of 172.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 116794 10 8 | * | BRUKER CORP | COM | |
| 00938A 10 4 | AIRGAIN INC | COM | ADDED | |
| 15135B 90 1 | CENTENE CORP DEL | CALL | ||
| 78463X 50 9 | * | SPDR INDEX SHS FDS | EMERG MKTS ETF | |
| 283677 90 4 | EL PASO ELEC CO | CALL | ||
| 46435G 10 2 | ISHARES TR | CONV BD ETF | ||
| 25490K 90 5 | DIREXION SHS ETF TR | CALL | ADDED | |
| 06740L 51 9 | BARCLAYS BK PLC | 2 YR TREAS BEAR | ||
| 33939L 80 3 | FLEXSHARES TR | M STAR DEV MKT | ||
| 98419J 10 7 | * | XOMA CORP DEL | COM | |
| 637870 10 6 | * | NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | |
| 293792 10 7 | * | ENTERPRISE PRODS PARTNERS L | COM | |
| 55264U 90 8 | MB FINANCIAL INC NEW | CALL | ||
| 05366U 10 0 | AVEXIS INC | COM | ||
| 301505 84 8 | EXCHANGE TRADED CONCEPTS TR | REX VOL LG VIX | ||
| 78355W 70 0 | * | RYDEX ETF TRUST | GUG S&P SC600 PV | |
| 18383Q 95 9 | CLAYMORE EXCHANGE TRD FD TR | PUT | ||
| 758766 10 9 | * | REGAL ENTMT GROUP | CL A | |
| 29265N 10 8 | * | ENERGEN CORP | COM | |
| 06740P 32 0 | BARCLAYS BK PLC | IPTH LIVESTK | ||
| 901476 10 1 | * | TWIN DISC INC | COM | |
| 16383L 10 6 | * | CHEMOCENTRYX INC | COM | |
| 73936B 90 5 | POWERSHS DB MULTI SECT COMM | CALL | ||
| 18383Q 83 8 | * | CLAYMORE EXCHANGE TRD FD TR | GUGG FRNTR MKT | |
| 57060D 90 8 | MARKETAXESS HLDGS INC | CALL | ||
| 016230 10 4 | ALICO INC | COM | ||
| 606710 20 0 | * | MITEK SYS INC | COM NEW | |
| 92857F 90 7 | VOCERA COMMUNICATIONS INC | CALL | ||
| 404609 95 9 | HACKETT GROUP INC | PUT | ||
| 404280 90 6 | HSBC HLDGS PLC | CALL | ||
| 136375 95 2 | CANADIAN NATL RY CO | PUT | ||
| 925815 10 2 | * | VICOR CORP | COM | |
| 816300 10 7 | * | SELECTIVE INS GROUP INC | COM | |
| 03211P 20 2 | AMPLIPHI BIOSCIENCES CORP | COM NEW | ||
| 59318B 10 8 | MFS INVT GRADE MUN TR | SH BEN INT | ||
| 05605H 10 0 | * | BWX TECHNOLOGIES INC | COM | |
| 16951E 95 4 | CHINA ZENIX AUTO INTL LTD | PUT | ||
| 83175M 20 5 | * | SMITH & NEPHEW PLC | SPDN ADR NEW | |
| 78469X 10 7 | * | SPX FLOW INC | COM | |
| 00847J 90 5 | AGILYSYS INC | CALL | ||
| 09255G 10 7 | BLACKROCK MUNIYIELD PA QLTY | COM | ||
| 80007T 90 1 | SANDRIDGE MISSISSIPPIAN TR I | CALL | ||
| 13739U 95 4 | CANCER GENETICS INC | PUT | ||
| 46609J 95 6 | J ALEXANDERS HLDGS INC | PUT | ||
| 82481R 90 6 | SHIRE PLC | CALL | ||
| 461148 90 8 | INTEVAC INC | CALL | ||
| 53219L 10 9 | * | LIFEPOINT HEALTH INC | COM | |
| 04624N 90 7 | ASTERIAS BIOTHERAPEUTICS INC | CALL | ||
| 167250 90 9 | CHICAGO BRIDGE & IRON CO N V | CALL | ||
| 18383M 87 8 | * | CLAYMORE EXCHANGE TRD FD TR | GUGGEN DEFN EQTY |