On 2013-03-31, the SEC published the SEC 13(F) securities list for Q1 2013.
The original PDF contains 16080 entries. 242 securities were added and 392 were marked as deleted. Of the full list, 510 were duplicates for a final tally of 15570 entries.
Last quarter’s 13F – 2012Q4 had 15641 deduplicated entries, a change of 71.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 72346Q 10 4 | * | PINNACLE FINL PARTNERS INC | COM | |
| 82935M 10 9 | * | SINOPEC SHANGHAI PETROCHEMIC | SPON ADR H | |
| 239359 95 2 | DAWSON GEOPHYSICAL CO | PUT | ||
| 423074 10 3 | * | HEINZ H J CO | COM | |
| 06739G 85 1 | BARCLAYS BANK PLC | IPTH JPY/USD ETN | ||
| 56400P 90 1 | MANNKIND CORP | CALL | ||
| 583840 50 9 | MECHEL OAO | SPON ADR PFD | ||
| 871639 90 8 | SYNERGY PHARMACEUTICALS DEL | CALL | ||
| 05573H 10 8 | BSB BANCORP INC MD | COM | ||
| 29089Q 95 5 | EMERGENT BIOSOLUTIONS INC | PUT | ||
| 68268N 10 3 | * | ONEOK PARTNERS LP | UNIT LTD PARTN | |
| 31429Y 90 3 | FEIHE INTL INC | CALL | ||
| 694552 10 0 | PACIFIC MERCANTILE BANCORP | COM | ||
| 48274B 10 3 | KU6 MEDIA CO LTD | SPONSORED ADR | ||
| 883556 95 2 | THERMO FISHER SCIENTIFIC INC | PUT | ||
| 66737P 90 0 | NORTHWEST BIOTHERAPEUTICS IN | CALL | ||
| 288853 95 4 | ELLIS PERRY INTL INC | PUT | ||
| 83169Y 95 8 | SMART BALANCE INC | PUT | DELETED | |
| 74265M 20 5 | PRO-DEX INC COLO | COM NEW | ||
| 40052B 90 8 | GTX INC DEL | CALL | ||
| 66737P 60 0 | * | NORTHWEST BIOTHERAPEUTICS IN | COM PAR $0.001 | |
| 29250R 95 6 | ENBRIDGE ENERGY PARTNERS L P | PUT | ||
| 018490 10 2 | * | ALLERGAN INC | COM | |
| 004397 AC 9 | ACCURAY INC | NOTE 3.500% 2/0 | ADDED | |
| 464286 69 9 | * | ISHARES INC | MSCI UTD KINGD | |
| 035255 90 8 | ANIKA THERAPEUTICS INC | CALL | ||
| 92553P 20 1 | * | VIACOM INC NEW | CL B | |
| 05534B 76 0 | * | BCE INC | COM NEW | |
| 871829 95 7 | SYSCO CORP | PUT | ||
| 001228 95 5 | AG MTG INVT TR INC | PUT | ||
| 76169B 95 2 | REXNORD CORP NEW | PUT | ||
| 81763U 10 0 | * | SERVICESOURCE INTL LLC | COM | |
| 172062 10 1 | * | CINCINNATI FINL CORP | COM | |
| 222816 10 0 | * | COVANCE INC | COM | |
| 81211K 90 0 | SEALED AIR CORP NEW | CALL | ||
| 337756 20 9 | * | FISHER COMMUNICATIONS INC | COM | |
| 69349H 90 7 | PNM RES INC | CALL | ||
| 493723 90 0 | KEYW HLDG CORP | CALL | ||
| 79466L AB 0 | SALESFORCE COM INC | NOTE 0.750% 1/1 | ||
| 17243V 95 2 | CINEMARK HOLDINGS INC | PUT | ||
| 320817 10 9 | * | FIRST MERCHANTS CORP | COM | |
| 37253A 10 3 | * | GENTHERM INC | COM | |
| 74139C 95 2 | PRETIUM RES INC | PUT | ||
| 30247C 95 0 | FBR & CO | PUT | ADDED | |
| 74347X 90 1 | PROSHARES TR | CALL | ||
| 47009M AJ 2 | JAGUAR MNG INC | NOTE 5.500% 3/3 | ||
| 33736N 10 1 | FIRST TR FTSE EPRA/NAREIT DE | COM | ||
| 29269K 95 0 | ENDURO RTY TR | PUT | ||
| 124805 95 2 | CBIZ INC | PUT | ||
| 462044 95 8 | ION GEOPHYSICAL CORP | PUT |