On 2012-12-31, the SEC published the SEC 13(F) securities list for Q4 2012.
The original PDF contains 16137 entries. 313 securities were added and 420 were marked as deleted. Of the full list, 496 were duplicates for a final tally of 15641 entries.
Last quarter’s 13F – 2012Q3 had 15602 deduplicated entries, a change of -39.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 29428R 95 3 | EPOCH HOLDING CORP | PUT | ||
| 030111 10 8 | * | AMERICAN SUPERCONDUCTOR CORP | COM | |
| 886031 10 3 | THT HEAT TRANSFER TECHNOLOGY | COM | ||
| 67073B 10 6 | NUVEEN PFD INCOME OPPRTNY FD | COM | ||
| 256135 90 3 | DR REDDYS LABS LTD | CALL | ||
| 292766 10 2 | * | ENERPLUS CORP | COM | |
| 73935X 90 5 | POWERSHARES ETF TRUST | CALL | ||
| 21976U 10 9 | * | CORONADO BIOSCIENCES INC | COM | |
| 639027 90 1 | NATURES SUNSHINE PRODUCTS IN | CALL | ||
| 57060U 21 7 | * | MARKET VECTORS ETF TR | PHARMACEUTICAL | |
| 78467Y 90 7 | SPDR S&P MIDCAP 400 ETF TR | CALL | ||
| 84763R 95 1 | SPECTRUM BRANDS HLDGS INC | PUT | ||
| 400506 95 1 | GPO AEROPORTUARIO DEL PAC SA | PUT | ||
| 36191J 90 1 | GSV CAP CORP | CALL | ||
| 217202 95 0 | COPANO ENERGY L L C | PUT | ||
| 62912R 10 7 | * | NGP CAP RES CO | COM | |
| 148411 10 1 | * | CASTLE A M & CO | COM | |
| 402635 90 4 | GULFPORT ENERGY CORP | CALL | ||
| 00846U 90 1 | AGILENT TECHNOLOGIES INC | CALL | ||
| 37950E 95 9 | GLOBAL X FDS | PUT | ||
| 579489 95 5 | MCCLATCHY CO | PUT | ||
| 67073Y 90 6 | NV ENERGY INC | CALL | ||
| 694103 90 2 | PACIFIC COAST OIL TR | CALL | ||
| 165303 10 8 | CHESAPEAKE UTILS CORP | COM | ||
| 869239 10 3 | * | SUSSER PETE PARTNERS LP | COM U REP LP | ADDED |
| 315293 90 0 | FERRELLGAS PARTNERS L.P. | CALL | ||
| 225223 95 4 | CRAY INC | PUT | ||
| 15670R 10 7 | * | CEPHEID | COM | |
| 09689U 10 2 | * | BODY CENT CORP | COM | |
| 97476P 20 4 | WINNER MEDICAL GRP INC | COM NEW | DELETED | |
| 574795 95 0 | MASIMO CORP | PUT | ||
| 39115V 90 1 | GREAT PANTHER SILVER LTD | CALL | ||
| 46116V 95 5 | INTL FCSTONE INC | PUT | ||
| 800907 20 6 | * | SANMINA SCI CORP | COM NEW | DELETED |
| 88632Q 95 3 | TIBCO SOFTWARE INC | PUT | ||
| 497498 95 5 | KIRKLANDS INC | PUT | ||
| 00760J 10 8 | AEHR TEST SYSTEMS | COM | ||
| 43741E 11 1 | HOMEOWNERS CHOICE INC | *W EXP 07/31/201 | DELETED | |
| 126633 10 6 | * | CVR PARTNERS LP | COM | |
| 807863 AM 7 | SCHOOL SPECIALTY INC | SDCV 3.750%11/3 | ||
| 222816 90 0 | COVANCE INC | CALL | ||
| 464288 58 8 | * | ISHARES TR | BARCLYS MBS BD | |
| 903236 90 7 | URS CORP NEW | CALL | ||
| 48241A 10 5 | * | KB FINANCIAL GROUP INC | SPONSORED ADR | |
| 277432 95 0 | EASTMAN CHEM CO | PUT | ||
| 03739T AA 6 | A123 SYS INC | NOTE 3.750% 4/1 | DELETED | |
| 33761N 10 9 | FIRSTSERVICE CORP | SUB VTG SH | ||
| 009128 30 7 | * | AIR METHODS CORP | COM PAR $.06 | |
| 66510M 20 4 | * | NORTHERN DYNASTY MINERALS LT | COM NEW | |
| 529043 90 1 | LEXINGTON REALTY TRUST | CALL |