On 2012-09-30, the SEC published the SEC 13(F) securities list for Q3 2012.
The original PDF contains 16112 entries. 249 securities were added and 398 were marked as deleted. Of the full list, 510 were duplicates for a final tally of 15602 entries.
Last quarter’s 13F – 2012Q2 had 15505 deduplicated entries, a change of -97.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 207410 AD 3 | CONMED CORP | NOTE 2.500%11/1 | ||
| 670975 10 1 | NUVEEN CA SELECT QUALITY MUN | COM | ||
| 043635 95 1 | ASCENT SOLAR TECHNOLOGIES IN | PUT | ||
| 912909 AE 8 | UNITED STATES STL CORP NEW | NOTE 4.000% 5/1 | ||
| 71654V 95 1 | PETROLEO BRASILEIRO SA PETRO | PUT | ||
| 73935X 85 6 | * | POWERSHARES ETF TRUST | DYN BIOT & GEN | |
| 416906 10 5 | * | HARVARD BIOSCIENCE INC | COM | |
| 06739F 17 6 | BARCLAYS BK PLC | IP GBP/USD ETN | ||
| 071813 90 9 | BAXTER INTL INC | CALL | ||
| 75689M 95 1 | RED ROBIN GOURMET BURGERS IN | PUT | ||
| 046224 95 1 | ASTEC INDS INC | PUT | ||
| 806373 10 6 | SCHAWK INC | CL A | ||
| 74347R 68 5 | * | PROSHARES TR | PSHS ULTRA UTIL | |
| 000361 90 5 | AAR CORP | CALL | ||
| 966388 90 0 | WHITING USA TR II | CALL | ||
| 529771 90 7 | LEXMARK INTL NEW | CALL | ||
| 09063H 10 7 | * | BIOMED REALTY TRUST INC | COM | |
| 62458M 20 7 | * | MOVE INC | COM NEW | |
| 867931 90 5 | SUPERCONDUCTOR TECHNOLOGIES | CALL | ||
| 400491 10 6 | * | GRUPO SIMEC S A B DE C V | ADR | |
| 232820 95 0 | CYTEC INDS INC | PUT | ||
| 35906A 95 8 | FRONTIER COMMUNICATIONS CORP | PUT | ||
| 94770V 10 2 | * | WEBMD HEALTH CORP | COM | |
| G2554F 90 3 | COVIDIEN PLC | CALL | ||
| 90267B 79 9 | UBS AG LONDON BRH | DLY LNGSHT GAS | ||
| 78464A 90 7 | SPDR SERIES TRUST | CALL | ||
| 457461 90 0 | INLAND REAL ESTATE CORP | CALL | ||
| 427096 95 8 | HERCULES TECH GROWTH CAP INC | PUT | ||
| 74022D 90 8 | PRECISION DRILLING CORP | CALL | ||
| 67053A 10 2 | NUMEREX CORP PA | CL A | ||
| 25459W 41 7 | DIREXION SHS ETF TR | RETAIL BULL 3X | ||
| 16937R 10 4 | * | CHINA EASTN AIRLS LTD | SPON ADR CL H | |
| 49375T 95 0 | KID BRANDS INC | PUT | ||
| 33733E 60 9 | FIRST TR EXCHANGE TRADED FD | CBOE S&P500VIX | ADDED | |
| 16524K 95 8 | CHESAPEAKE MIDSTREAM PARTNER | PUT | DELETED | |
| 580589 95 9 | MCGRATH RENTCORP | PUT | ||
| 690768 95 3 | OWENS ILL INC | PUT | ||
| L00849 95 6 | ADECOAGRO S A | PUT | ||
| 68555P 95 0 | ORBCOMM INC | PUT | ||
| 370334 10 4 | * | GENERAL MLS INC | COM | |
| 25154H 47 5 | DEUTSCHE BK AG LDN BRH | PS CMDT DL ETN | ||
| 029683 90 9 | AMERICAN SOFTWARE INC | CALL | ||
| 007865 90 8 | AEROPOSTALE | CALL | ||
| 293389 90 2 | ENNIS INC | CALL | ||
| P2253T HV 4 | CEMEX SA EURO MTN BE | DEBT 3.250% 3/1 | ||
| 72201R 81 7 | PIMCO ETF TR | INV GRD CRP BD | ||
| 884768 95 2 | THOMPSON CREEK METALS CO INC | PUT | ||
| 78355W 76 7 | * | RYDEX ETF TRUST | GUG INV 2XS&P500 | |
| 717081 95 3 | PFIZER INC | PUT | ||
| 004848 90 7 | ACORN ENERGY INC | CALL |