On 2012-03-31, the SEC published the SEC 13(F) securities list for Q1 2012.
The original PDF contains 15965 entries. 284 securities were added and 388 were marked as deleted. Of the full list, 480 were duplicates for a final tally of 15485 entries.
Last quarter’s 13F – 2011Q4 had 15536 deduplicated entries, a change of 51.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 740585 95 4 | PREMIERE GLOBAL SVCS INC | PUT | ||
| 37950E 38 2 | GLOBAL X FDS | 400 MID CP ETF | ||
| 23317H 95 2 | DDR CORP | PUT | ||
| 14067E 20 9 | CAPSTEAD MTG CORP | PFD A CV $1.60 | ||
| 83083J 10 4 | * | SKULLCANDY INC | COM | |
| 501242 95 1 | KULICKE & SOFFA INDS INC | PUT | ||
| 18383M 57 1 | CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2014 | ||
| L00849 95 6 | ADECOAGRO S A | PUT | ||
| 368802 10 4 | GENERAL AMERN INVS INC | COM | ||
| 05541T 95 1 | BGC PARTNERS INC | PUT | ||
| 95766G 10 8 | WESTERN ASSET GLB PTNRS INCO | COM | ||
| G01767 10 5 | * | ALKERMES PLC | SHS | |
| 74762E 90 2 | QUANTA SVCS INC | CALL | ||
| 52324W AB 5 | LECROY CORP | NOTE 4.000%10/1 | ||
| 23130A 95 2 | CURRENCYSHS JAPANESE YEN TR | PUT | ||
| 118230 95 1 | BUCKEYE PARTNERS L P | PUT | ||
| 78355W 95 3 | RYDEX ETF TRUST | PUT | ||
| 696429 30 7 | * | PALL CORP | COM | |
| 44248W 20 8 | HOVNANIAN ENTERPRISES INC | UNIT 99/99/9999 | ||
| 374297 95 9 | GETTY RLTY CORP NEW | PUT | ||
| 774415 90 3 | ROCKWOOD HLDGS INC | CALL | ||
| 24661P 10 4 | * | DELCATH SYS INC | COM | |
| 203612 10 6 | COMMUNITY BANKERS TR CORP | COM | ||
| 24610T 10 8 | DELAWARE INVT NAT MUNI INC F | SH BEN INT | ||
| 806407 90 2 | SCHEIN HENRY INC | CALL | ||
| M25596 20 2 | COMMTOUCH SOFTWARE LTD | SHS NEW | ||
| 620071 95 0 | MOTORCAR PTS AMER INC | PUT | ||
| 502175 10 2 | * | LTC PPTYS INC | COM | |
| 029429 90 7 | AMERICAN SCIENCE & ENGR INC | CALL | ||
| 60871R 95 9 | MOLSON COORS BREWING CO | PUT | ||
| 464289 90 9 | ISHARES TR | CALL | ||
| G6359F 90 3 | NABORS INDUSTRIES LTD | CALL | ||
| 57060U 90 7 | MARKET VECTORS ETF TR | CALL | ADDED | |
| 25389M 87 7 | * | DIGITALGLOBE INC | COM NEW | |
| 039762 10 9 | ARDEN GROUP INC | CL A | ||
| 05946K 95 1 | BANCO BILBAO VIZCAYA ARGENTA | PUT | ||
| 695263 90 3 | PACWEST BANCORP DEL | CALL | ||
| 311900 95 4 | FASTENAL CO | PUT | ||
| 36113E 10 7 | * | FUSHI COPPERWELD INC | COM | |
| 171871 40 3 | CINCINNATI BELL INC NEW | PFD CV DEP1/20 | ||
| 928645 95 0 | VOLCANO CORPORATION | PUT | ||
| 45719T 90 3 | INHIBITEX INC | CALL | DELETED | |
| 76131N 10 1 | * | RETAIL OPPORTUNITY INVTS COR | COM | |
| 635017 90 6 | NATIONAL BEVERAGE CORP | CALL | ||
| 651718 95 4 | NEWPARK RES INC | PUT | ||
| 747906 95 4 | QUANTUM CORP | PUT | ||
| 833551 90 4 | SNYDERS-LANCE INC | CALL | ||
| 749685 90 3 | RPM INTL INC | CALL | ||
| 87612G 10 1 | * | TARGA RES CORP | COM | |
| 860630 95 2 | STIFEL FINL CORP | PUT |