On 2011-12-31, the SEC published the SEC 13(F) securities list for Q4 2011.
The original PDF contains 16010 entries. 304 securities were added and 397 were marked as deleted. Of the full list, 474 were duplicates for a final tally of 15536 entries.
Last quarter’s 13F – 2011Q3 had 15496 deduplicated entries, a change of -40.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 872386 10 7 | TESSCO TECHNOLOGIES INC | COM | ||
| 52324W 10 9 | * | LECROY CORP | COM | |
| 579780 10 7 | * | MCCORMICK & CO INC | COM VTG | |
| 212485 90 6 | CONVERGYS CORP | CALL | ||
| 01642T 95 8 | ALKERMES INC | PUT | DELETED | |
| 95709T 10 0 | * | WESTAR ENERGY INC | COM | |
| 00185E 95 6 | APAC CUSTOMER SERVICES INC | PUT | DELETED | |
| 46059T 95 9 | INTERNET INITIATIVE JAPAN IN | PUT | ||
| 580589 10 9 | * | MCGRATH RENTCORP | COM | |
| 872391 10 7 | TF FINL CORP | COM | ||
| 693417 95 7 | PLX TECHNOLOGY INC | PUT | ||
| 153435 90 2 | CENTRAL EUROPEAN DIST CORP | CALL | ||
| 320867 90 4 | FIRST MIDWEST BANCORP DEL | CALL | ||
| 761640 10 1 | REXAHN PHARMACEUTICALS INC | COM | ||
| 68557K 95 9 | ORBITZ WORLDWIDE INC | PUT | ||
| 06652V 90 8 | BANNER CORP | CALL | ||
| 437306 95 3 | HOME PROPERTIES INC | PUT | ||
| 665531 90 9 | NORTHERN OIL & GAS INC NEV | CALL | ||
| 75040P 40 5 | * | RADIO ONE INC | CL D NON VTG | |
| 46270W 90 5 | IRIS INTL INC | CALL | ||
| 693417 90 7 | PLX TECHNOLOGY INC | CALL | ||
| 25381B 10 1 | DIGIMARC CORP NEW | COM | ||
| 85254J 95 2 | STAG INDL INC | PUT | ||
| 92342Y AB 5 | VERIFONE SYS INC | NOTE 1.375% 6/1 | ||
| 53220K 90 4 | LIGAND PHARMACEUTICALS INC | CALL | ||
| 450047 20 4 | IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | ||
| 344419 90 6 | FOMENTO ECONOMICO MEXICANO S | CALL | ||
| 584404 90 7 | MEDIA GEN INC | CALL | ||
| 14067E 95 6 | CAPSTEAD MTG CORP | PUT | ||
| 893529 10 7 | TRANSCAT INC | COM | ||
| 73935X 95 1 | POWERSHARES ETF TRUST | PUT | ||
| 553274 95 1 | MPG OFFICE TR INC | PUT | ||
| 31430F 90 1 | FELCOR LODGING TR INC | CALL | ||
| 917286 20 5 | * | URSTADT BIDDLE PPTYS INS | CL A | |
| 942622 20 0 | * | WATSCO INC | COM | |
| 464287 55 6 | * | ISHARES TR | NASDQ BIO INDX | |
| 237194 10 5 | * | DARDEN RESTAURANTS INC | COM | |
| 909218 95 9 | UNIT CORP | PUT | ||
| 14756F 10 3 | CASH STORE FINL SVCS INC | COM | ||
| 82669G 90 4 | SIGNATURE BK NEW YORK N Y | CALL | ||
| 011659 10 9 | * | ALASKA AIR GROUP INC | COM | |
| 000361 95 5 | AAR CORP | PUT | ||
| 06739H 95 6 | BARCLAYS BANK PLC | PUT | ||
| 88338T 90 4 | THERAVANCE INC | CALL | ||
| 23311P 95 0 | DCP MIDSTREAM PARTNERS LP | PUT | ||
| 670651 10 8 | NUVEEN INS CA TX FR ADV MUN | COM | ||
| 38045R 10 7 | * | GOL LINHAS AEREAS INTLG S A | SP ADR REP PFD | |
| 91201T 95 2 | UNITED STS GASOLINE FD LP | PUT | ||
| 543442 50 3 | LOOKSMART LTD | COM NEW | ||
| 87162W AB 6 | SYNNEX CORP | NOTE 4.000% 5/1 |