On 2011-09-30, the SEC published the SEC 13(F) securities list for Q3 2011.
The original PDF contains 15974 entries. 300 securities were added and 348 were marked as deleted. Of the full list, 478 were duplicates for a final tally of 15496 entries.
Last quarter’s 13F – 2011Q2 had 15421 deduplicated entries, a change of -75.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 14365C 90 3 | CARNIVAL PLC | CALL | ||
| 902673 10 2 | UFP TECHNOLOGIES INC | COM | ||
| 928563 90 2 | VMWARE INC | CALL | ||
| 127055 95 1 | CABOT CORP | PUT | ||
| Y27265 20 9 | GLOBUS MARITIME LIMITED NEW | COM | ||
| 72201R 10 6 | * | PIMCO ETF TR | 1-3YR USTREIDX | |
| Y8564M 95 5 | TEEKAY LNG PARTNERS L P | PUT | ||
| 370853 10 3 | * | GENERAL STEEL HOLDINGS INC | COM | |
| 931142 90 3 | WAL MART STORES INC | CALL | ||
| 302301 90 6 | EZCORP INC | CALL | ||
| 543524 95 0 | LOOPNET INC | PUT | ||
| 007586 10 0 | ADVOCAT INC | COM | ||
| 471109 95 8 | JARDEN CORP | PUT | ||
| 73935B 10 2 | POWERSHARES ACTIVE MNG ETF T | ALPHAQ FD | ||
| 41043F 95 8 | HANGER ORTHOPEDIC GROUP INC | PUT | ||
| 06740H 65 8 | BARCLAYS BK PLC | SHTB S&P500 14 | ||
| 566330 10 6 | * | MARCUS CORP | COM | |
| 880192 10 9 | TEMPLETON EMERG MKTS INCOME | COM | ||
| 57060U 57 1 | MARKET VECTORS ETF TR | VECTRS POL ETF | ||
| 06739G 85 1 | BARCLAYS BANK PLC | IPTH JPY/USD ETN | ||
| 68628V 95 8 | ORION MARINE GROUP INC | PUT | ||
| 373200 95 2 | GEORGIA GULF CORP | PUT | ||
| 18383M 90 7 | CLAYMORE EXCHANGE TRD FD TR | CALL | ||
| 398433 10 2 | * | GRIFFON CORP | COM | |
| 911459 90 5 | UNITED SEC BANCSHARES INC | CALL | ||
| 06740C 33 7 | BARCLAYS BK PLC | S&P 500 VEQTOR | ||
| 172407 10 8 | CINEDIGM DIGITAL CINEMA CORP | COM | ||
| 04269E 90 7 | ARQULE INC | CALL | ||
| 171871 10 6 | * | CINCINNATI BELL INC NEW | COM | |
| 032359 90 9 | AMTRUST FINANCIAL SERVICES I | CALL | ||
| 461212 95 2 | INVENTURE FOODS INC | PUT | ||
| 191098 10 2 | COCA COLA BOTTLING CO CONS | COM | ||
| 94987C 10 3 | WELLS FARGO ADV GLB DIV OPP | COM | ||
| 942749 10 2 | * | WATTS WATER TECHNOLOGIES INC | CL A | |
| 58503F 10 6 | MEDLEY CAP CORP | COM | ||
| 870297 90 1 | SWEDISH EXPT CR CORP | CALL | ||
| 018522 95 0 | ALLETE INC | PUT | ||
| 690310 20 6 | OVERLAND STORAGE INC | COM NEW | ||
| 72201R 86 6 | PIMCO ETF TR | INTER MUN BD ST | ||
| 50162D 95 0 | L & L ENERGY INC | PUT | ||
| 871630 90 9 | SYNTROLEUM CORP | CALL | ||
| 761195 20 5 | * | RESOURCE AMERICA INC | CL A | |
| 092113 95 9 | BLACK HILLS CORP | PUT | ||
| 693315 10 3 | PHC INC MASS | CL A | ||
| 38259P 50 8 | * | GOOGLE INC | CL A | |
| 06739H 21 4 | * | BARCLAYS BANK PLC | ETN DJUBS SGAR38 | |
| 78355W 49 4 | RYDEX ETF TRUST | SMCP 600 EQUAL | ADDED | |
| M15342 95 4 | AUDIOCODES LTD | PUT | ||
| 875484 AE 7 | TANGER PPTYS LTD PARTNERSHIP | NOTE 3.750% 8/1 | DELETED | |
| 747619 90 4 | QUANEX BUILDING PRODUCTS COR | CALL |