On 2011-03-31, the SEC published the SEC 13(F) securities list for Q1 2011.
The original PDF contains 15684 entries. 360 securities were added and 376 were marked as deleted. Of the full list, 438 were duplicates for a final tally of 15246 entries.
Last quarter’s 13F – 2010Q4 had 15063 deduplicated entries, a change of -183.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 464288 84 4 | * | ISHARES TR | DJ OIL EQUIP | |
| 35952H 90 6 | FUELCELL ENERGY INC | CALL | ||
| 805423 AA 8 | SAVVIS INC | NOTE 3.000% 5/1 | ||
| 283677 85 4 | * | EL PASO ELEC CO | COM NEW | |
| 50216C 90 8 | LSI INDS INC | CALL | ||
| 58506K 10 2 | MEDQUIST HLDGS INC | COM | ADDED | |
| 83171G 10 3 | SMARTPROS LTD | COM | ||
| 313549 40 4 | * | FEDERAL MOGUL CORP | COM | |
| 26852W 90 3 | E HOUSE CHINA HLDGS LTD | CALL | ||
| 00211Y 95 0 | ARCA BIOPHARMA INC | PUT | ||
| 81725T 90 0 | SENSIENT TECHNOLOGIES CORP | CALL | ||
| M81869 95 5 | RADVISION LTD | PUT | ||
| 74347X 90 7 | PROSHARES TR | CALL | ||
| 826176 10 9 | SIEBERT FINL CORP | COM | ||
| 249030 95 7 | DENTSPLY INTL INC NEW | PUT | ||
| 037411 80 8 | APACHE CORP | PFD CONV SER D | ADDED | |
| 46145F 90 5 | INVESTMENT TECHNOLOGY GRP NE | CALL | ||
| 78478V 95 0 | STR HLDGS INC | PUT | ||
| 859737 90 7 | STERLITE INDS INDIA LTD | CALL | ||
| 03819M 95 6 | APPLIED ENERGETICS INC | PUT | ||
| 824543 10 2 | SHILOH INDS INC | COM | ||
| 23334L 10 2 | * | DSW INC | CL A | |
| 16411Q 10 1 | * | CHENIERE ENERGY PARTNERS LP | COM UNIT | |
| 023850 90 0 | AMERICAN APPAREL INC | CALL | ||
| 958102 10 5 | * | WESTERN DIGITAL CORP | COM | |
| 644535 95 6 | NEW GOLD INC CDA | PUT | ||
| 816645 10 5 | SEMILEDS CORP | COM | ||
| 808524 60 7 | * | SCHWAB STRATEGIC TR | US SML CAP ETF | |
| 353514 10 2 | * | FRANKLIN ELEC INC | COM | |
| 233326 95 7 | DST SYS INC DEL | PUT | ||
| 253798 10 2 | * | DIGI INTL INC | COM | |
| 97263M 10 9 | * | WIMM BILL DANN FOODS OJSC | SPONSORED ADR | |
| 00207R 90 1 | ATMI INC | CALL | ||
| 706902 90 9 | PENGROWTH ENERGY TR | CALL | DELETED | |
| G3159C 90 9 | CRYPTOLOGIC LIMITED | CALL | ||
| 00724F 90 1 | ADOBE SYS INC | CALL | ||
| 93317W 10 2 | * | WALTER INVT MGMT CORP | COM | |
| 203612 11 4 | COMMUNITY BANKERS TR CORP | *W EXP 06/04/201 | ||
| 460335 95 1 | INTERNATIONAL SPEEDWAY CORP | PUT | ||
| 78355W 79 1 | RYDEX ETF TRUST | UTILITIES ETF | ||
| 502161 95 2 | LSI CORPORATION | PUT | ||
| 666416 95 2 | NORTHGATE MINERALS CORP | PUT | ||
| 444717 90 2 | HUGOTON RTY TR TEX | CALL | ||
| 919794 95 7 | VALLEY NATL BANCORP | PUT | ||
| 624758 10 8 | * | MUELLER WTR PRODS INC | COM SER A | |
| 595072 10 9 | MICROFINANCIAL INC | COM | ||
| 464288 26 5 | ISHARES TR | MSCI KOKUSAI | ||
| 095333 10 0 | BLUE CHIP VALUE FD INC | COM | ||
| 633643 95 8 | NATIONAL BK GREECE S A | PUT | ||
| 73640Q 95 5 | PORTFOLIO RECOVERY ASSOCS IN | PUT |