On 2010-12-31, the SEC published the SEC 13(F) securities list for Q4 2010.
The original PDF contains 15513 entries. 341 securities were added and 381 were marked as deleted. Of the full list, 450 were duplicates for a final tally of 15063 entries.
Last quarter’s 13F – 2010Q3 had 15000 deduplicated entries, a change of -63.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 073582 10 8 | BEACON FED BANCORP INC | COM | ||
| 00509L 95 3 | ACURA PHARMACEUTICALS INC | PUT | ||
| 807863 90 5 | SCHOOL SPECIALTY INC | CALL | ||
| 67062Q 10 6 | NUVEEN CALIF PERFORM PLUS MU | COM | ||
| 001547 90 8 | AK STL HLDG CORP | CALL | ||
| 31429Y 95 3 | FEIHE INTL INC | PUT | ADDED | |
| 957090 10 3 | * | WESTAMERICA BANCORPORATION | COM | |
| 835699 30 7 | * | SONY CORP | ADR NEW | |
| 867892 95 1 | SUNSTONE HOTEL INVS INC NEW | PUT | ||
| 776696 10 6 | * | ROPER INDS INC NEW | COM | |
| 25960P 90 9 | DOUGLAS EMMETT INC | CALL | ||
| 532457 10 8 | * | LILLY ELI & CO | COM | |
| Y1771G 90 2 | COSTAMARE INC | CALL | ADDED | |
| 78464A 60 7 | * | SPDR SERIES TRUST | DJ REIT ETF | |
| 03062T 95 5 | AMERICAS CAR MART INC | PUT | ||
| 438516 90 6 | HONEYWELL INTL INC | CALL | ||
| 928551 90 0 | VIVUS INC | CALL | ||
| 595137 10 0 | * | MICROSEMI CORP | COM | |
| 87927Y 10 2 | * | TELECOM ITALIA S P A NEW | SPON ADR ORD | |
| 88076W 90 3 | TERADATA CORP DEL | CALL | ||
| 928708 95 6 | VOLTERRA SEMICONDUCTOR CORP | PUT | ||
| 478366 95 7 | JOHNSON CTLS INC | PUT | ||
| 302081 10 4 | * | EXLSERVICE HOLDINGS INC | COM | |
| 20441W 10 4 | COMPANHIA DE BEBIDAS DAS AME | SPONSORED ADR | ||
| 464288 85 1 | * | ISHARES TR | DJ OIL&GAS EXP | |
| 95790B 10 9 | WESTERN ASSET MTG DEF OPPTY | COM | ||
| 16890G 20 2 | CHINA INTLLGNT LTG & ELCTR I | COM NEW | ||
| 156782 95 4 | CERNER CORP | PUT | ||
| 53217R 90 7 | LIFE TIME FITNESS INC | CALL | ||
| 62942M 95 1 | NTT DOCOMO INC | PUT | ||
| 863236 90 5 | STRAYER ED INC | CALL | ||
| 482740 AC 1 | K V PHARMACEUTICAL CO | NOTE 2.500% 5/1 | ||
| 806037 10 7 | * | SCANSOURCE INC | COM | |
| 864159 95 8 | STURM RUGER & CO INC | PUT | ||
| 97717W 40 6 | * | WISDOMTREE TRUST | DIV EX-FINL FD | |
| 256677 10 5 | * | DOLLAR GEN CORP NEW | COM | |
| 912613 90 5 | UNITED STS SHORT OIL FD LP | CALL | ||
| 438128 95 8 | HONDA MOTOR LTD | PUT | ||
| 29081M 10 2 | * | EMBRAER-EMPRESA BRASILEIRA D | SP ADR COM SHS | DELETED |
| 48203R 95 4 | JUNIPER NETWORKS INC | PUT | ||
| M81869 90 5 | RADVISION LTD | CALL | ||
| 30217Q 10 8 | EXPRESS 1 EXPEDITED SOLUTION | COM | ||
| 73935X 90 5 | POWERSHARES ETF TRUST | CALL | ||
| 23331A 90 9 | D R HORTON INC | CALL | ||
| 032511 10 7 | * | ANADARKO PETE CORP | COM | |
| 686164 90 4 | OREXIGEN THERAPEUTICS INC | CALL | ||
| 86183Q 10 0 | * | STONEMOR PARTNERS L P | COM UNITS | |
| N20935 90 6 | CNH GLOBAL N V | CALL | ||
| M7531S 90 6 | ORCKIT COMMUNICATIONS LTD | CALL | ||
| 637417 AA 4 | NATIONAL RETAIL PROPERTIES I | NOTE 3.950% 9/1 |