On 2010-09-30, the SEC published the SEC 13(F) securities list for Q3 2010.
The original PDF contains 15438 entries. 297 securities were added and 375 were marked as deleted. Of the full list, 438 were duplicates for a final tally of 15000 entries.
Last quarter’s 13F – 2010Q2 had 15051 deduplicated entries, a change of 51.
The full list of entries, available for purchase, and you can download a sample below.
cusip_no | has_listed_options | issuer_name | issuer_description | status |
---|---|---|---|---|
030371 90 8 | AMERICAN VANGUARD CORP | CALL | ||
902494 95 3 | TYSON FOODS INC | PUT | ||
57060U 54 8 | MARKET VECTORS ETF TR | EGYPT INDX ETF | ||
422680 10 8 | * | HECKMANN CORP | COM | |
40420K 10 3 | HKN INC | COM | ||
N00985 90 6 | AERCAP HOLDINGS NV | CALL | ||
20441W 10 4 | COMPANHIA DE BEBIDAS DAS AME | SPONSORED ADR | ||
3623E0 90 9 | GT SOLAR INTL INC | CALL | ||
853666 95 5 | STANDARD MTR PRODS INC | PUT | ||
23129U 95 1 | CURRENCYSHARES AUSTRALIAN DL | PUT | ||
205638 10 9 | * | COMPUWARE CORP | COM | |
36245G 10 3 | GABELLI GLOBAL DEAL FD | COM SBI | ||
359032 95 9 | FRONTEER GOLD INC | PUT | ||
Y8897Y 90 5 | TOP SHIPS INC | CALL | ||
587902 10 7 | MERCER INS GROUP INC | COM | ||
029683 90 9 | AMERICAN SOFTWARE INC | CALL | ||
075896 90 0 | BED BATH & BEYOND INC | CALL | ||
159852 AB 8 | CHARLES RIVER ASSOCIATES | DBCV 2.875% 6/1 | ||
552676 95 8 | M D C HLDGS INC | PUT | ||
032681 20 7 | ANALYSTS INTL CORP | COM NEW | ||
66987P 10 2 | NOVABAY PHARMACEUTICALS INC | COM | ||
55608B 95 5 | MACQUARIE INFRASTR CO LLC | PUT | ||
00949P 95 8 | AIRTRAN HLDGS INC | PUT | ||
589889 95 4 | MERIT MED SYS INC | PUT | ||
749660 10 6 | * | RPC INC | COM | |
82835P 90 3 | SILVERCORP METALS INC | CALL | ||
002083 95 3 | ATS MED INC | PUT | DELETED | |
693366 95 5 | PICO HLDGS INC | PUT | ||
86800C 90 4 | SUNTECH PWR HLDGS CO LTD | CALL | ||
61744U 10 6 | MORGAN STANLEY ASIA PAC FD I | COM | ||
46122W 10 5 | INUVO INC | COM | ||
30049R 20 9 | EVOLVING SYS INC | COM NEW | ||
345203 20 2 | * | FORCE PROTECTION INC | COM NEW | |
06425J 10 2 | BANK OF THE CAROLINES CORP | COM | ||
969136 10 0 | WILLAMETTE VY VINEYARD INC | COM | ||
29364G 10 3 | * | ENTERGY CORP NEW | COM | |
46612H 95 2 | J CREW GROUP INC | PUT | ||
233912 10 4 | DAILY JOURNAL CORP | COM | ||
910197 AM 4 | UNITED DOMINION REALTY TR IN | NOTE 3.625% 9/1 | ||
413216 90 0 | HARMONY GOLD MNG LTD | CALL | ||
78464A 47 4 | SPDR SERIES TRUST | BARC CAPTL ETF | ||
238108 20 3 | DATARAM CORP | COM PAR $1 | ||
155123 10 2 | CENTRAL SECS CORP | COM | ||
53219L 95 9 | LIFEPOINT HOSPITALS INC | PUT | ||
20441W 20 3 | * | COMPANHIA DE BEBIDAS DAS AME | SPON ADR PFD | |
740367 10 7 | PREFERRED BK LOS ANGELES CA | COM | ||
14141A 10 8 | CARDIAC SCIENCE CORP | COM | ||
G2022L 95 6 | CDC CORP | PUT | DELETED | |
458118 10 6 | * | INTEGRATED DEVICE TECHNOLOGY | COM | |
40415F 10 1 | * | HDFC BANK LTD | ADR REPS 3 SHS |