On 2017-09-30, the SEC published the SEC 13(F) securities list for Q3 2017.
The original PDF contains 17765 entries. 371 securities were added and 489 were marked as deleted. Of the full list, 620 were duplicates for a final tally of 17145 entries.
Last quarter’s 13F – 2017Q2 had 17049 deduplicated entries, a change of -96.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 00847G 70 5 | * | AGENUS INC | COM NEW | |
| N6748L 95 2 | ORTHOFIX INTL N V | PUT | ||
| 294821 60 8 | * | ERICSSON | ADR B SEK 10 | |
| 87244T 90 9 | TICC CAPITAL CORP | CALL | ||
| 527288 90 4 | LEUCADIA NATL CORP | CALL | ||
| 69354M 90 8 | PRA HEALTH SCIENCES INC | CALL | ||
| 421946 10 4 | * | HEALTHCARE RLTY TR | COM | |
| 25459Y 90 6 | DIREXION SHS ETF TR | CALL | ||
| 876664 95 3 | TAUBMAN CTRS INC | PUT | ||
| 37950E 40 8 | * | GLOBAL X FDS | CHINA CONS ETF | |
| 36174X 95 1 | GGP INC | PUT | ||
| 909218 95 9 | UNIT CORP | PUT | ||
| 868536 30 1 | * | SUPERVALU INC | COM NEW | ADDED |
| 216648 95 2 | COOPER COS INC | PUT | ||
| 548661 90 7 | LOWES COS INC | CALL | ||
| 55414P 50 4 | MABVAX THERAPEUTICS HLDGS IN | COM NEW | ||
| 90187B 90 1 | TWO HBRS INVT CORP | CALL | ||
| 50187J 90 8 | LEJU HLDGS LTD | CALL | ||
| G4617B 90 5 | HORIZON PHARMA PLC | CALL | ||
| 06744C BW 0 | BARCLAYS BANK PLC | MTNF 1/1 | ADDED | |
| 084423 95 2 | BERKLEY W R CORP | PUT | ||
| 34958B 10 6 | * | FORTRESS INVESTMENT GROUP LL | CL A | |
| 16945R 10 4 | * | CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | |
| 92407M 90 6 | VERMILLION INC | CALL | ||
| 984245 95 0 | YPF SOCIEDAD ANONIMA | PUT | ||
| 911783 10 8 | UNITED STS DIESEL HEATING OI | UNIT | ||
| 00768Y 82 6 | ADVISORSHARES TR | MEIDELL TCT AD | ||
| 52468L 60 4 | LEGG MASON ETF INVESTMENT TR | EMRG MKTS VOLA | ||
| 30034T 10 3 | * | EVERI HLDGS INC | COM | |
| 06740P 11 4 | BARCLAYS BK PLC | IPTH PURE BRD | ||
| 02913V 90 3 | AMERICAN PUBLIC EDUCATION IN | CALL | ||
| 007924 10 3 | * | AEGON N V | NY REGISTRY SH | |
| 783549 95 8 | RYDER SYS INC | PUT | ||
| 298768 10 2 | EUROPEAN EQUITY FUND | COM | ||
| 023111 90 6 | AMARIN CORP PLC | CALL | ||
| 44925C 95 3 | ICF INTL INC | PUT | ||
| 33733E 80 7 | * | FIRST TR EXCHANGE TRADED FD | NAT GAS ETF | |
| 06740P 60 1 | BARCLAYS BK PLC | S&P 500 3X LNG | ||
| 530715 AN 1 | LIBERTY MEDIA CORP | DEB 3.500% 1/1 | ||
| 31573A 90 9 | FIBRIA CELULOSE S A | CALL | ||
| 19762B 88 9 | COLUMBIA ETF TR II | INDIA SML CP ETF | ||
| 498696 95 3 | KLONDEX MNS LTD | PUT | ||
| 464286 66 5 | * | ISHARES INC | MSCI PAC JP ETF | |
| 20030N 90 1 | COMCAST CORP NEW | CALL | ||
| 51817R 10 6 | * | LATAM AIRLS GROUP S A | SPONSORED ADR | |
| 34634E 95 2 | FORM HLDGS CORP | PUT | ||
| 407497 95 6 | HAMILTON LANE INC | PUT | ||
| 285233 10 2 | ELECTRO-SENSORS INC | COM | ||
| 535919 95 0 | LIONS GATE ENTMNT CORP | PUT | ||
| 74966K 30 0 | RMG NETWORKS HLDG CORP | COM NEW | ADDED |