On 2015-12-31, the SEC published the SEC 13(F) securities list for Q4 2015.
The original PDF contains 18013 entries. 460 securities were added and 507 were marked as deleted. Of the full list, 614 were duplicates for a final tally of 17399 entries.
Last quarter’s 13F – 2015Q3 had 16981 deduplicated entries, a change of -418.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 680223 AH 7 | OLD REP INTL CORP | NOTE 3.750% 3/1 | ||
| 12709P 95 3 | CABOT MICROELECTRONICS CORP | PUT | ||
| 00547W 20 8 | * | ADAMIS PHARMACEUTICALS CORP | COM NEW | |
| 651718 AC 2 | NEWPARK RES INC | NOTE 4.000%10/0 | ||
| 66704R 95 4 | NORTHSTAR RLTY FIN CORP | PUT | DELETED | |
| G3105C 10 4 | ELECTRUM SPL ACQUISITION COR | SHS | ||
| 911268 95 9 | UNITED ONLINE INC | PUT | ||
| 31678A 95 3 | FIFTH STREET FINANCE CORP | PUT | ||
| 830879 95 2 | SKYWEST INC | PUT | ||
| 018829 10 1 | ALLIANZGI EQUITY & CONV INCO | COM | ||
| 595112 AX 1 | MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | ||
| 416906 90 5 | HARVARD BIOSCIENCE INC | CALL | ||
| 790849 95 3 | ST JUDE MED INC | PUT | ||
| 87582Y 90 8 | TANGOE INC | CALL | ||
| 140781 90 5 | CARBO CERAMICS INC | CALL | ||
| 001031 10 3 | AEP INDS INC | COM | ||
| 09348R 95 2 | BLDRS INDEX FDS TR | PUT | ||
| 02079K 10 7 | * | ALPHABET INC | CAP STK CL C | ADDED |
| 913017 95 9 | UNITED TECHNOLOGIES CORP | PUT | ||
| 626755 90 2 | MURPHY USA INC | CALL | ||
| L00849 95 6 | ADECOAGRO S A | PUT | ||
| 278279 10 4 | EATON VANCE FLTING RATE INC | COM | ||
| 92923C 80 7 | * | WCI CMNTYS INC | COM PAR $0.01 | |
| 23131C 10 7 | CURRENCYSHARES CHINESE RENMI | CHIN RENMINBI | ||
| 464286 39 2 | * | ISHARES | MSCI WORLD ETF | |
| 14067E 95 6 | CAPSTEAD MTG CORP | PUT | ||
| 25490K 55 4 | * | DIREXION SHS ETF TR | DAILY JR GOLD MI | ADDED |
| 538146 10 1 | * | LIVEPERSON INC | COM | |
| M6787E 10 1 | * | MAGICJACK VOCALTEC LTD | SHS | |
| 74347R 69 3 | * | PROSHARES TR | PSHS ULTRA TECH | |
| 034754 90 1 | ANGIES LIST INC | CALL | ||
| G51385 AA 3 | JINKOSOLAR HLDG CO LTD | DEBT 4.000% 2/0 | ||
| 760911 95 7 | RESEARCH FRONTIERS INC | PUT | ||
| 009728 95 6 | AKORN INC | PUT | ||
| G0177J 95 8 | ALLERGAN PLC | PUT | ||
| 74347B 70 6 | PROSHARES TR | ST EMG MKT ETF | ||
| 00162Q 72 6 | * | ALPS ETF TR | BARRONS 400 ETF | |
| 603158 95 6 | MINERALS TECHNOLOGIES INC | PUT | ||
| 37954Y 50 9 | GLOBAL X FDS | SCIEN BETA JPN | ||
| 780097 87 9 | ROYAL BK SCOTLAND GROUP PLC | SPON ADR SER H | ||
| 229050 30 7 | CRYOPORT INC | COM PAR $0.001 | ||
| 03673L 10 3 | * | ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | |
| 056525 95 8 | BADGER METER INC | PUT | ||
| 78463X 95 3 | SPDR INDEX SHS FDS | PUT | ||
| Y8564W 10 3 | * | TEEKAY CORPORATION | COM | |
| 30249U 95 1 | FMC TECHNOLOGIES INC | PUT | ||
| 404139 90 7 | HC2 HLDGS INC | CALL | ||
| 028591 10 5 | * | AMERICAN NATL INS CO | COM | |
| 369730 10 6 | GENERAL EMPLOYMENT ENTERPRIS | COM | DELETED | |
| N6748L 10 2 | * | ORTHOFIX INTL N V | COM |