On 2014-09-30, the SEC published the SEC 13(F) securities list for Q3 2014.
The original PDF contains 17072 entries. 416 securities were added and 350 were marked as deleted. Of the full list, 594 were duplicates for a final tally of 16478 entries.
Last quarter’s 13F – 2014Q2 had 16196 deduplicated entries, a change of -282.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 783859 90 1 | S & T BANCORP INC | CALL | ||
| 36242H 11 2 | GABELLI DIVD & INCOME TR | EX DISTRIB WI | DELETED | |
| 03836W 90 3 | AQUA AMERICA INC | CALL | ||
| 45168D 90 4 | IDEXX LABS INC | CALL | ||
| 500600 95 1 | KOPIN CORP | PUT | ||
| 81369Y 90 6 | SELECT SECTOR SPDR TR | CALL | ||
| Y62267 95 2 | NAVIOS MARITIME PARTNERS L P | PUT | ||
| 66611T 95 8 | NORTHFIELD BANCORP INC DEL | PUT | ||
| 73936Q 74 4 | * | POWERSHARES ETF TRUST II | DWA SC MOMNT PTF | |
| 721283 10 9 | * | PIKE CORP | COM | |
| 67062P 10 8 | NUVEEN PERFORMANCE PLUS MUN | COM | ||
| 870738 90 1 | SWIFT ENERGY CO | CALL | ||
| 74343G 30 3 | PROMOTORA DE INFORMACIONES S | ADR CL B CONV | DELETED | |
| 57722W 90 6 | MATTRESS FIRM HLDG CORP | CALL | ||
| 93148P 10 2 | * | WALKER & DUNLOP INC | COM | |
| 871237 10 3 | * | SYKES ENTERPRISES INC | COM | |
| 74934Q 95 8 | RCI HOSPITALITY HLDGS INC | PUT | ADDED | |
| 67090X 10 7 | NUVEEN CORE EQUITY ALPHA FUN | COM | ||
| 68557K 95 9 | ORBITZ WORLDWIDE INC | PUT | ||
| 925815 95 2 | VICOR CORP | PUT | ||
| 654678 95 1 | NISKA GAS STORAGE PARTNERS L | PUT | ||
| 524660 95 7 | LEGGETT & PLATT INC | PUT | ||
| 007624 95 8 | ADVAXIS INC | PUT | ||
| 74973W AA 5 | RTI INTL METALS INC | NOTE 3.000%12/0 | ||
| 45068B 95 9 | ITT EDUCATIONAL SERVICES INC | PUT | ||
| 721283 90 9 | PIKE CORP | CALL | ||
| 313855 90 8 | FEDERAL SIGNAL CORP | CALL | ||
| 922908 59 5 | * | VANGUARD INDEX FDS | SML CP GRW ETF | |
| 78463X 67 3 | SPDR INDEX SHS FDS | INTL INDS ETF | ||
| 29089Q 10 5 | * | EMERGENT BIOSOLUTIONS INC | COM | |
| 264411 90 5 | DUKE REALTY CORP | CALL | ||
| 29476L 10 7 | * | EQUITY RESIDENTIAL | SH BEN INT | |
| 566324 10 9 | MARCUS & MILLICHAP INC | COM | ||
| 054937 10 7 | * | BB&T CORP | COM | |
| 78355W 81 7 | RYDEX ETF TRUST | GUG S&P500EQWTTE | ||
| 037833 10 0 | * | APPLE INC | COM | |
| 45166R 20 4 | * | IDENIX PHARMACEUTICALS INC | COM | DELETED |
| 410120 90 9 | HANCOCK HLDG CO | CALL | ||
| 874039 10 0 | * | TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | |
| 06739H 90 3 | BARCLAYS BANK PLC | CALL | ||
| 73936B 50 7 | * | POWERSHS DB MULTI SECT COMM | DB OIL FUND | |
| 212485 AE 6 | CONVERGYS CORP | SDCV 5.750% 9/1 | ||
| 902252 90 5 | TYLER TECHNOLOGIES INC | CALL | ||
| 80874P 90 9 | SCIENTIFIC GAMES CORP | CALL | ||
| 18451C 90 9 | CLEAR CHANNEL OUTDOOR HLDGS | CALL | ||
| 92240G 95 1 | VECTREN CORP | PUT | ||
| 602496 10 1 | * | MIMEDX GROUP INC | COM | |
| 78463X 40 0 | * | SPDR INDEX SHS FDS | S&P CHINA ETF | |
| 817323 90 8 | SEQUANS COMMUNICATIONS S A | CALL | ||
| 700215 90 4 | PARK CITY GROUP INC | CALL |