On 2014-03-31, the SEC published the SEC 13(F) securities list for Q1 2014.
The original PDF contains 16648 entries. 303 securities were added and 308 were marked as deleted. Of the full list, 580 were duplicates for a final tally of 16068 entries.
Last quarter’s 13F – 2013Q4 had 15952 deduplicated entries, a change of -116.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 74732Y 30 3 | QKL STORES INC | COM PAR $0.001 | ||
| 91359E 95 5 | UNIVERSAL HEALTH RLTY INCM T | PUT | ||
| 253827 10 9 | DIGIRAD CORP | COM | ||
| 03832V 10 9 | * | APRICUS BIOSCIENCES INC | COM | |
| 11373M 10 7 | * | BROOKLINE BANCORP INC DEL | COM | |
| 464286 51 7 | * | ISHARES | EM MKTS CURR ETF | |
| 82620P 10 2 | * | SIERRA BANCORP | COM | |
| 922908 95 8 | VANGUARD INDEX FDS | PUT | ||
| 169905 95 6 | CHOICE HOTELS INTL INC | PUT | ||
| 426281 90 1 | HENRY JACK & ASSOC INC | CALL | ||
| 74758T 30 3 | * | QUALYS INC | COM | |
| 22002T 10 8 | * | CORPORATE OFFICE PPTYS TR | SH BEN INT | |
| 89600B 90 1 | TRIANGLE PETE CORP | CALL | ||
| 53626Y AK 4 | LIONS GATE ENTMT INC | NOTE 1.250% 4/1 | ||
| 44984A 90 5 | IPC THE HOSPITALIST CO INC | CALL | ||
| 50540R 95 9 | LABORATORY CORP AMER HLDGS | PUT | ||
| 03761U 95 6 | APOLLO INVT CORP | PUT | ||
| 71654V 95 8 | PETROLEO BRASILEIRO SA PETRO | PUT | ||
| 74734R 90 8 | QR ENERGY LP | CALL | ||
| 059460 90 3 | BANCO BRADESCO S A | CALL | ||
| 211171 10 3 | CONTINENTAL BLDG PRODS INC | COM | ADDED | |
| 224916 10 6 | CREDIT SUISSE ASSET MGMT INC | COM | ||
| 30231G 10 2 | * | EXXON MOBIL CORP | COM | |
| 233051 90 7 | DBX ETF TR | CALL | ||
| Y8162K 12 1 | * | STAR BULK CARRIERS CORP | SHS NEW | |
| 638842 30 2 | NATURAL ALTERNATIVES INTL IN | COM NEW | ||
| 406216 10 1 | * | HALLIBURTON CO | COM | |
| 464288 51 3 | * | ISHARES | IBOXX HI YD ETF | |
| 636518 95 2 | NATIONAL INSTRS CORP | PUT | ||
| 35671D 95 7 | FREEPORT-MCMORAN COPPER & GO | PUT | ||
| 58501N 90 1 | MEDIVATION INC | CALL | ||
| 844895 10 2 | * | SOUTHWEST GAS CORP | COM | |
| 72201R 81 7 | PIMCO ETF TR | INV GRD CRP BD | ||
| 607828 90 0 | MODINE MFG CO | CALL | ||
| 45409B 60 2 | INDEXIQ ETF TR | IQ REAL RTN ETF | ||
| 464287 45 7 | * | ISHARES | 1-3 YR TR BD ETF | |
| 33738R 70 4 | FIRST TR EXCHANGE TRADED FD | RBA INDL ETF | ADDED | |
| 583928 90 6 | MEDALLION FINL CORP | CALL | ||
| 23332B 10 6 | * | DSP GROUP INC | COM | |
| 62914B 95 0 | NIC INC | PUT | ||
| 768573 95 7 | RIVERBED TECHNOLOGY INC | PUT | ||
| 817070 10 5 | SENECA FOODS CORP NEW | CL B | ||
| 02318X 10 0 | AMBIT BIOSCIENCES CORP | COM | ||
| 004498 10 1 | * | ACI WORLDWIDE INC | COM | |
| 664397 90 6 | NORTHEAST UTILS | CALL | ||
| 886423 90 2 | TIDEWATER INC | CALL | ||
| 260543 90 3 | DOW CHEM CO | CALL | ||
| 443320 10 6 | * | HUB GROUP INC | CL A | |
| 477177 10 9 | JETPAY CORP | COM | ||
| 71372U 90 4 | PERFECT WORLD CO LTD | CALL |