On 2013-09-30, the SEC published the SEC 13(F) securities list for Q3 2013.
The original PDF contains 16339 entries. 347 securities were added and 325 were marked as deleted. Of the full list, 544 were duplicates for a final tally of 15795 entries.
Last quarter’s 13F – 2013Q2 had 15741 deduplicated entries, a change of -54.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 832682 90 7 | SMTC CORP | CALL | ||
| 45772F 10 7 | * | INPHI CORP | COM | |
| G8827U 90 0 | THIRD PT REINS LTD | CALL | ADDED | |
| 13466Y 90 5 | CAMPUS CREST CMNTYS INC | CALL | ||
| 591517 10 7 | METHES ENERGIES INTL LTD | COM | ||
| 590328 90 0 | MERRIMACK PHARMACEUTICALS IN | CALL | ||
| 775109 20 0 | * | ROGERS COMMUNICATIONS INC | CL B | |
| 697529 30 3 | * | PALOMAR MED TECHNOLOGIES INC | COM NEW | DELETED |
| 636518 90 2 | NATIONAL INSTRS CORP | CALL | ||
| 81724Q 95 7 | SENOMYX INC | PUT | ||
| 18451C 90 9 | CLEAR CHANNEL OUTDOOR HLDGS | CALL | ||
| 74348A 81 4 | PROSHARES TR | 30YR TIPS/TSY | ||
| 343873 95 5 | FLUSHING FINL CORP | PUT | ||
| G8766E 90 9 | TEXTAINER GROUP HOLDINGS LTD | CALL | ||
| 268057 90 6 | DYNAMICS RESH CORP | CALL | ||
| 33733C 10 8 | FIRST TR MULTI CP VAL ALPHA | COM SHS | ||
| 55933J 90 3 | MAGNACHIP SEMICONDUCTOR CORP | CALL | ||
| 277276 95 1 | EASTGROUP PPTY INC | PUT | ||
| 706327 90 3 | PEMBINA PIPELINE CORP | CALL | ||
| 302445 90 1 | FLIR SYS INC | CALL | ||
| 000361 AR 6 | AAR CORP | NOTE 1.750% 2/0 | ADDED | |
| 07556Q 95 1 | BEAZER HOMES USA INC | PUT | ||
| 095229 90 0 | BLUCORA INC | CALL | ||
| 608753 95 9 | MOLYCORP INC DEL | PUT | ||
| 69327R 10 1 | * | PDC ENERGY INC | COM | |
| 758075 90 2 | REDWOOD TR INC | CALL | ||
| 670872 90 0 | OM GROUP INC | CALL | ||
| 94770V 90 2 | WEBMD HEALTH CORP | CALL | ||
| 640268 90 8 | NEKTAR THERAPEUTICS | CALL | ||
| 59001K 90 0 | MERITOR INC | CALL | ||
| 01973R 10 1 | * | ALLISON TRANSMISSION HLDGS I | COM | |
| 416515 12 0 | HARTFORD FINL SVCS GROUP INC | *W EXP 06/26/201 | ||
| 278642 10 3 | * | EBAY INC | COM | |
| 86764L 90 8 | SUNOCO LOGISTICS PRTNRS L P | CALL | ||
| 245077 90 2 | DEL FRISCOS RESTAURANT GROUP | CALL | ||
| 680223 95 4 | OLD REP INTL CORP | PUT | ||
| 459902 90 2 | INTERNATIONAL GAME TECHNOLOG | CALL | ||
| 761396 10 0 | * | REVENUESHARES ETF TR | LARGECAP FD | |
| 749552 10 5 | RF INDS LTD | COM PAR $0.01 | ||
| 97717W 21 6 | * | WISDOMTREE TR | AUST NEW ZEAL DB | |
| 67059L 10 2 | * | NUSTAR GP HOLDINGS LLC | UNIT RESTG LLC | |
| 957664 10 5 | WESTERN ASSET PREMIER BD FD | SHS BEN INT | ||
| 384313 95 2 | GRAFTECH INTL LTD | PUT | ||
| 319390 10 0 | FIRST BUS FINL SVCS INC WIS | COM | ||
| 33733J 95 3 | FIRST TR ISE GLOBL COPPR IND | PUT | ||
| 25960R 95 5 | DOUGLAS DYNAMICS INC | PUT | ||
| G0464B 10 7 | * | ARGO GROUP INTL HLDGS LTD | COM | |
| 48660Q 10 2 | KAYNE ANDERSON ENERGY DEV CO | COM | ||
| 76131V 20 2 | * | RETAIL PPTYS AMER INC | CL A | |
| 203233 95 1 | COMMONWEALTH REIT | PUT |