On 2013-12-31, the SEC published the SEC 13(F) securities list for Q4 2013.
The original PDF contains 16532 entries. 437 securities were added and 342 were marked as deleted. Of the full list, 580 were duplicates for a final tally of 15952 entries.
Last quarter’s 13F – 2013Q3 had 15795 deduplicated entries, a change of -157.
The full list of entries, available for purchase, and you can download a sample below.
| cusip_no | has_listed_options | issuer_name | issuer_description | status |
|---|---|---|---|---|
| 737630 90 3 | POTLATCH CORP NEW | CALL | ||
| 147528 95 3 | CASEYS GEN STORES INC | PUT | ||
| 760911 90 7 | RESEARCH FRONTIERS INC | CALL | ||
| 09066L 90 5 | BIOTIME INC | CALL | ||
| 920355 90 4 | VALSPAR CORP | CALL | ||
| 227046 95 9 | CROCS INC | PUT | ||
| 959319 95 4 | WESTERN REFNG INC | PUT | ||
| 29355X 90 7 | ENPRO INDS INC | CALL | ||
| 23204G 10 0 | CUSTOMERS BANCORP INC | COM | ||
| 574599 90 6 | MASCO CORP | CALL | ||
| 58155Q 10 3 | * | MCKESSON CORP | COM | |
| 697062 20 6 | PALMETTO BANCSHARES INC | COM NEW | ||
| 281736 10 8 | EDWARDS GROUP LTD | SPONSORED ADR | ||
| 72201R 77 5 | * | PIMCO ETF TR | TOTL RETN ETF | |
| 127387 AJ 7 | CADENCE DESIGN SYSTEM INC | NOTE 2.625% 6/0 | ||
| 36116M 10 6 | * | FUTUREFUEL CORPORATION | COM | |
| 688239 20 1 | * | OSHKOSH CORP | COM | |
| P94398 90 7 | ULTRAPETROL BAHAMAS LTD | CALL | ||
| 92857F 90 7 | VOCERA COMMUNICATIONS INC | CALL | ||
| 38376A 90 3 | GOVERNMENT PPTYS INCOME TR | CALL | ||
| 022276 95 9 | ALUMINUM CORP CHINA LTD | PUT | ||
| 783859 10 1 | * | S & T BANCORP INC | COM | |
| 57060U 21 7 | * | MARKET VECTORS ETF TR | PHARMACEUTICAL | |
| 449575 90 9 | IGI LABS INC | CALL | ||
| 228227 50 0 | CROWN CASTLE INTL CORP | CNV PFD STK SR A | ADDED | |
| 45811E 95 1 | INTEGRATED ELECTRICAL SVC | PUT | ||
| 74348A 52 5 | * | PROSHARES TR | ULSHOIL&GASNEW13 | |
| 25154H 74 9 | DEUTSCHE BK AG LDN BRH | PS GOLD DL ETN | ||
| 56400P 20 1 | * | MANNKIND CORP | COM | |
| 607525 90 2 | MODEL N INC | CALL | ||
| 67020Q 95 5 | NTELOS HLDGS CORP | PUT | ||
| 21036P 95 7 | CONSTELLATION BRANDS INC | PUT | ||
| 37364X 95 9 | GEOSPACE TECHNOLOGIES CORP | PUT | ||
| 84860W 10 2 | * | SPIRIT RLTY CAP INC NEW | COM | |
| 45068B 90 9 | ITT EDUCATIONAL SERVICES INC | CALL | ||
| 007903 10 7 | * | ADVANCED MICRO DEVICES INC | COM | |
| 74440J 95 1 | PSIVIDA CORP | PUT | ||
| 09248D 10 4 | BLACKROCK UTIL & INFRASTRCTU | COM | ||
| 790148 90 0 | ST JOE CO | CALL | ||
| 591018 80 9 | * | METABOLIX INC | COM | |
| 910873 40 5 | * | UNITED MICROELECTRONICS CORP | SPON ADR NEW | |
| 464288 22 4 | ISHARES | GL CLEAN ENE ETF | ||
| 65336K 90 3 | NEXSTAR BROADCASTING GROUP I | CALL | ||
| 46428R 95 7 | ISHARES S&P GSCI COMMODITY I | PUT | ||
| 45857P 95 0 | INTERCONTINENTAL HTLS GRP PL | PUT | ||
| 609839 10 5 | * | MONOLITHIC PWR SYS INC | COM | |
| 46434V 40 7 | ISHARES TR | 0-5YR HI YL CP | ADDED | |
| 12640Y 95 5 | CSR PLC | PUT | ||
| 229678 AD 9 | CUBIST PHARMACEUTICALS INC | NOTE 2.500%11/0 | ||
| 494368 10 3 | * | KIMBERLY CLARK CORP | COM |